Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mr. Roberts may receive commissions from securities transactions through Centennial Securities and insurance sales. He may also receive a share of 12b-1 fees from mutual fund companies. These forms of compensation may create a conflict of interest.
Areas of Practice
Advisor Information
Office location
515 Ship Street, Suite 211, St Joseph, MI, 49085
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is the President of Jim Roberts Investment Advisors LLC, providing investment, consulting, and financial planning services, dedicating nearly full-time hours. He is also a proprietor of Jim Roberts Enterprises, offering real estate consulting services for about 10-20% of his time, and is a 50% owner/CFO of Lake Company LLC, a commercial real estate business, spending a few hours per week.