AB
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
105 advisors
Number of Clients
5,456 clients
Average Client Portfolio
$889K average
Assets Under Management
$4.8B
Fee Structure
Financial Plan Fee:$100 - $25,000
Hourly Rate:$100 - $500/hr
Investment management fees range from 0.05% to 2.00% annually, depending on the size and complexity of the client relationship. Financial planning is offered on an hourly basis ($100-$500/hour) or fixed fee basis ($100-$25,000 per billing period). Fees are negotiable. Clients using SMArtX also pay a platform fee.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information
Office location
550 Post Oak, Suite 410, Houston, TX, 77401
Get directionsRegulatory History (1)
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Employment Separation After Allegations
March 2014Other Business Activities
Arthur is associated with HTR Wealth Management as a branch manager, sharing the same branch office location. He dedicates minimal time to this activity.
Employment History
Current Registrations
Oneseven
November 2024 - Present · 1 yr 2 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2014 - November 2024 · 10 yrs 8 mos
Raymond James Financial Services, INC.Broker
March 2014 - November 2024 · 10 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2005 - April 2014 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
August 2005 - April 2014 · 8 yrs 8 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.