Firm Information

Compensation
Fixed/Hourly
Number of Advisors
2147 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only

NMIS does not deduct fees directly from clients’ accounts. Advisory fees are negotiated on a case-by-case basis and vary depending on specific services provided. Clients are not required to pay advisory fees in advance.

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Advisor Information

Office location

720 E Wisconsin Ave, Milwaukee, WI, 53202

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2010 - Present · 15 yrs 8 mos
Northwestern Mutual Investment Services, LLC
October 2005 - Present · 20 yrs 3 mos
Northwestern Mutual Investment Services, LLC Broker
October 2005 - Present · 20 yrs 3 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
March 2006 - May 2010 · 4 yrs 2 mos
State Registrations1 state
WI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.