Firm Information

Compensation
N/A
Number of Advisors
16 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

This brochure supplement does not contain any fee information. It supplements the Form ADV Part 2 “Brochure” for MM Ascend Life Investor Services, LLC.

Areas of Practice
Annuities
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Advisor Information

Office location

191 Rosa Parks, Cincinnati, OH, 45202

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
August 1995
Final Disposition
Employment History
Current Registrations
Mm Ascend Life Investor Services, LLC
October 2012 - Present · 13 yrs 3 mos
Mm Ascend Life Investor Services, LLC Broker
October 2008 - Present · 17 yrs 3 mos
Previous Registrations
Great American Advisors, INC.
October 2008 - March 2012 · 3 yrs 5 mos
Citigroup Global Markets INC.
August 2007 - May 2008 · 9 mos
Citigroup Global Markets INC. Broker
May 2007 - May 2008 · 1 yr
Citicorp Investment ServicesBroker
July 2005 - May 2007 · 1 yr 10 mos
State Registrations2 states
KYOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.