Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
20 advisors
Number of Clients
50,134 clients
Average Client Portfolio
$271K average
Assets Under Management
$13.6B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

GeoWealth's wrap fee program covers custody and trading fees. Clients are responsible for advisory fees set by their primary investment advisor, investment management fees based on the selected model, and a platform fee paid to GeoWealth. The platform fee (wrap fee) is calculated as a percentage of the average daily balance. Small accounts may be charged a minimum account fee, often $12.50. The platform fee varies based on whether UMA models or Fund Models are selected, with UMA models having a higher fee range. Fees are negotiable for accounts over $5,000,000.

Areas of Practice
Investment ManagementTax Planning
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Advisor Information

Office location

444 N. Michigan Avenue, Suite 3150, Chicago, IL, 60611

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Regulatory History (2)
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Financial
August 2019
Final
Financial
July 2019
Final
Employment History
Current Registrations
Geowealth Management LLC
May 2024 - Present · 1 yr 8 mos
Previous Registrations
Center Street Advisors, INC.
June 2022 - June 2023 · 1 yr
Center Street Securities, INC.Broker
May 2022 - December 2023 · 1 yr 7 mos
Arete Wealth Advisors, LLC
May 2022 - May 2024 · 2 yrs
Arete Wealth Management, LLCBroker
August 2021 - May 2024 · 2 yrs 9 mos
Goldman, Sachs & CO. Broker
April 2011 - November 2014 · 3 yrs 7 mos
Wachovia Securities, LLC
October 2005 - January 2006 · 3 mos
Wachovia Securities, LLC Broker
June 2005 - January 2006 · 7 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.