BB
Firm Information
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
67 advisors
Number of Clients
1,340 clients
Average Client Portfolio
$36.5M average
Assets Under Management
$48.9B
Fee Structure
Fees for investment services are negotiable and can be a flat dollar fee or a percentage of assets. USI Advisors may calculate and deduct fees directly from client accounts or bill separately. Clients can terminate the agreement with 30 days' written notice. Some scenarios involve the implementation of a minimum fee/charge, which will be specified in the Investment Advisory Agreement.
Areas of Practice
Retirement Planning
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Advisor Information
Office location
95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Usi Advisors
October 2023 - Present · 2 yrs 3 mos
Previous Registrations
Hooker & Holcombe Investment Advisors, INC.
September 2018 - December 2023 · 5 yrs 3 mos
Pensionmark Securities, LLCBroker
September 2018 - October 2023 · 5 yrs 1 mo
Cetera Advisor Networks LLC
January 2016 - August 2018 · 2 yrs 7 mos
Cetera Advisor Networks LLCBroker
September 2013 - August 2018 · 4 yrs 11 mos
Tower Square Securities, INC.Broker
January 2006 - September 2013 · 7 yrs 8 mos
MML Investors Services, INC. Broker
May 2005 - January 2006 · 8 mos
State Registrations1 state
CT
Advisor
Exams
No exam information available for this advisor.