Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
422 advisors
Number of Clients
17,838 clients
Average Client Portfolio
$362K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:$100K

TDPCW offers managed account programs with a single wrap fee covering investment management and trade execution. The wrap fee varies depending on the selected Managed Account Program. Clients also incur certain fees and expenses, such as SEC transaction fees, disclosed in confirmations and account statements. Cash balances in the Managed Account Program account are subject to the applicable TDPCW Managed Account Program Wrap Fees.

Areas of Practice
Investment Management
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Advisor Information

Office location

336 Route 70 East, 2nd Floor, Marlton, NJ, 08053

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
TD Private Client Wealth LLC
October 2021 - Present · 4 yrs 3 mos
TD Private Client Wealth LLC Broker
October 2021 - Present · 4 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
July 2021 - October 2021 · 3 mos
Citigroup Global Markets INC. Broker
September 2011 - October 2021 · 10 yrs 1 mo
Hsbc Securities (usa) INC. Broker
August 2008 - August 2011 · 3 yrs
Citigroup Global Markets INC. Broker
May 2007 - June 2008 · 1 yr 1 mo
Citicorp Investment ServicesBroker
April 2005 - May 2007 · 2 yrs 1 mo
State Registrations8 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.