HS
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
24 advisors
Number of Clients
94 clients
Average Client Portfolio
$92.1M average
Assets Under Management
$8.7B
Fee Structure
Financial Planning:Investment management only
This firm manages private investment funds. Fee information is not provided in this brochure.
Areas of Practice
Alternative Investments
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Advisor Information
Office location
One Riverway, Suite 2000, Houston, TX, 77056
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Caz Investments L.P.
July 2024 - Present · 1 yr 6 mos
Previous Registrations
Westwood Management CORP
January 2019 - June 2024 · 5 yrs 5 mos
Foreside Fund Services, LLCBroker
December 2018 - June 2024 · 5 yrs 6 mos
New York Life Investment Management LLC
April 2007 - June 2018 · 11 yrs 2 mos
Nylife Distributors LLCBroker
April 2007 - June 2018 · 11 yrs 2 mos
Cohen & Steers Securities, LLCBroker
August 2006 - April 2007 · 8 mos
Lord, Abbett & CO. LLC
July 2005 - August 2006 · 1 yr 1 mo
Lord Abbett Distributor LLCBroker
June 2005 - August 2006 · 1 yr 2 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.