VL
CFA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
1 advisor
Number of Clients
31 clients
Average Client Portfolio
$848K average
Assets Under Management
$26.3M
Fee Structure
Minimum Investment:$250K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.89% |
| $3.0M - $5.0M | 0.79% |
| $5.0M - $10.0M | 0.69% |
| $10M+ | 0.69% |
Fees negotiable for accounts over $10M.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Hourly Rate:Up to $350/hr
For Investment Management Services (IMS), fees are based on assets under management (AUM), starting at 1.00% per year and decreasing at predefined AUM thresholds. The minimum account size is $250,000. For Financial Consulting Services (FCS), fees are based on an hourly rate of $350 per hour, with a ten-hour minimum.
Areas of Practice
Investment Management
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Advisor Information
Office location
5170 Golden Foothill Pkwy, Ste 111, El Dorado Hills, CA, 95762
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Bellwether Capital Management LLC
January 2011 - Present · 15 yrs
Previous Registrations
LPL Financial LLC
April 2009 - January 2011 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2005 - August 2008 · 2 yrs 8 mos
State Registrations2 states
CATX
Advisor
Exams
No exam information available for this advisor.