EH
CFP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
8 advisors
Number of Clients
1,102 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$1.7B
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 0.80% |
| $250K - $1.0M | 0.70% |
| $1.0M - $2.0M | 0.60% |
| $2.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Investment management fees are based on a percentage of assets under management. Basic financial planning consultations are offered at no cost to UMA member physicians. More in-depth financial planning may be provided for investment management clients as part of their ongoing relationship. There is no minimum investment requirement.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
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Advisor Information
Office location
6820 South 900 East, Suite 200, Salt Lake City, UT, 84047
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Physician Wealth Advisors, INC.
October 2013 - Present · 12 yrs 3 mos
Previous Registrations
Stoker Ostler, a Part of BMO Financial Group
December 2010 - November 2013 · 2 yrs 11 mos
Contango Capital Advisors, INC.
February 2008 - October 2010 · 2 yrs 8 mos
Chase Investment Services CORP.
September 2007 - January 2008 · 4 mos
Contango Capital Advisors, INC.
January 2007 - August 2007 · 7 mos
Zions Direct, INC.
August 2006 - December 2006 · 4 mos
State Registrations1 state
UT
Advisor
Exams
No exam information available for this advisor.