Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Fee Structure
Francis receives all compensation in the form of hard dollar consulting fees. Fees for investment consulting services are: $10,000 per separate account per year; $5,000 per public or private mutual fund per year; and $5,000 per family of lifecycle funds per year. Fees for employee education, advisory, and financial wellness services are based on the time and resources anticipated to provide the agreed-upon services. A separate fee is charged for recordkeeper/trustee search services, typically ranging from $3,000 - $5,000 per candidate evaluated.
Areas of Practice
Advisor Information
Office location
8530 Eagle Point Blvd, Suite 100, Lake Elmo, MN, 55042
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is the Chairman of the St Croix Bike and Pedestrian Trail Coalition, an Area Vice President with Arthur J Gallagher & Co, and a Citizen Member for the Town of Somerset. He also serves as a Business Member Partner at Large for the Health and Human Resources Association of Minnesota.