BS
CFP

Brian Mark Stigliano

18 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
81 advisors
Number of Clients
4,514 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$8.9B

Fee Structure

Minimum Investment:$7.5K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.75%
$10.0M - $15.0M0.60%
$15.0M - $20.0M0.50%
$20.0M - $25.0M0.45%
$25M+0.45%

Fee is negotiable for assets above $25,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$7,500
Financial Plan Fee:$5,000

Fees are based on a percentage of assets under management and are billed quarterly in advance. The minimum annual fee is $7,500, but fees are negotiable. Financial planning is generally included in the investment management fee. Standalone financial planning is available for a minimum fee of $5,000, with total fees depending on the complexity of the client's financial situation. Retirement Plan Consulting (RPC) may impose a start-up fee of $7,500 in addition to a percentage of assets, with a minimum fee of $10,000.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
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Advisor Information

Office location

350 Madison Ave, 4th Floor, New York, NY, 10017

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Regulatory History (1)
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Customer Dispute
September 2019
Denied
Employment History
Current Registrations
Forvis Mazars Wealth Advisors, LLC
October 2025 - Present · 3 mos
Previous Registrations
Forvis Mazars Wealth Advisors, LLC
October 2025 - October 2025 · 0 mos
Valley Wealth Managers, INC.
July 2023 - September 2025 · 2 yrs 2 mos
Valley Financial Management, INC. Broker
July 2019 - September 2025 · 6 yrs 2 mos
Valley Financial Management, INC.
July 2019 - July 2023 · 4 yrs
Advice and Planning Services
May 2014 - January 2019 · 4 yrs 8 mos
Tiaa-Cref Individual & Institutional Services, LLC Broker
May 2014 - January 2019 · 4 yrs 8 mos
Amerivest Investment Management, LLC
September 2008 - May 2014 · 5 yrs 8 mos
TD Ameritrade, INC.Broker
September 2008 - May 2014 · 5 yrs 8 mos
TD Ameritrade, INC.
September 2008 - May 2014 · 5 yrs 8 mos
Banc of America Investment Services, INC.
June 2007 - September 2008 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
June 2007 - September 2008 · 1 yr 3 mos
Computershare Securities CorporationBroker
March 2006 - September 2006 · 6 mos
AXA Advisors, LLC Broker
July 2005 - January 2006 · 6 mos
State Registrations2 states
NJNY
Advisor
Exams
No exam information available for this advisor.