LD

Luis Antonio Delgado

19 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
25 advisors
Number of Clients
719 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$1.8B

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1.0M - $5.0M1.00%
$5.0M - $20.0M0.75%
$20.0M - $50.0M0.60%
$50M+0.50%

All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$500

The firm charges an annual management or advisory fee, ranging from 0.50% to 2.00% of assets under management, subject to a minimum quarterly fee of $500. Fees are negotiable. Some portfolios of qualified or non-US investors can also have variable performance fees of up to 20%. Flat fee arrangements are also available for administrative services. Clients may pay more or less than similar clients depending on their circumstances.

Areas of Practice
Investment ManagementEstate Planning
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Advisor Information

Office location

1450 Brickell Avenue, Suite 2900, Miami, FL, 33131

Get directions
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2019
Final
Financial
May 2019
Final
Employment Separation After Allegations
September 2012
Other Business ActivitiesSells Insurance

Luis is the manager of LADC Capital Management LLC, which provides insurance solutions through the sale of life insurance and annuity products, dedicating a few hours per week to this activity. He also holds a Florida life insurance license to assist clients interested in these products.

Employment History
Current Registrations
Boreal Capital Management LLC
September 2021 - Present · 4 yrs 4 mos
Boreal Capital Securities LLCBroker
June 2021 - Present · 4 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2012 - June 2021 · 8 yrs 8 mos
Wells Fargo Clearing Services, LLC Broker
October 2012 - June 2021 · 8 yrs 8 mos
J.P. Morgan Securities LLC Broker
October 2012 - October 2012 · 0 mos
J.P. Morgan Securities LLC
October 2012 - October 2012 · 0 mos
Chase Investment Services CORP.
March 2010 - October 2012 · 2 yrs 7 mos
Chase Investment Services CORP.Broker
March 2010 - October 2012 · 2 yrs 7 mos
Statetrust Investments INC.Broker
September 2009 - February 2010 · 5 mos
Ameriprise Financial Services, INC.
January 2006 - April 2009 · 3 yrs 3 mos
Ameriprise Financial Services, INC. Broker
January 2006 - April 2009 · 3 yrs 3 mos
Ids Life Insurance CompanyBroker
January 2006 - July 2006 · 6 mos
State Registrations1 state
FL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Luis Antonio Delgado - Financial Advisor | AdvisorDiscover