CS
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
14 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$32.6M
Fee Structure
Minimum Investment:$100K
Financial Planning:Investment management only
Halo charges advisors a maximum advisory fee of 1.5% of assets under management, which is negotiable. This fee covers Halo's services and payments to sub-advisers. Clients may also incur additional fees from custodians, brokers, and other third parties. Halo negotiates fees with its sub-advisers, which may create a conflict of interest.
Areas of Practice
Investment Management
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Advisor Information
Office location
Aliso Viejo, CA
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher is a registered representative with Halo Securities since 2020. He is also an investment adviser representative with Halo Investment Services, LLC since 2023.
Employment History
Current Registrations
Halo Investment Services, LLC
August 2023 - Present · 2 yrs 5 mos
Halo Securities, LLCBroker
August 2020 - Present · 5 yrs 5 mos
Halo Securities, LLC
August 2020 - Present · 5 yrs 5 mos
Previous Registrations
Sentinus, LLC
November 2021 - August 2023 · 1 yr 9 mos
Lord, Abbett & CO. LLC
September 2005 - July 2017 · 11 yrs 10 mos
Lord Abbett Distributor LLCBroker
August 2005 - July 2017 · 11 yrs 11 mos
State Registrations4 states
AZCAHIIL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.