BS
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
38 advisors
Number of Clients
785 clients
Average Client Portfolio
$458K average
Assets Under Management
$359.9M
Fee Structure
Financial Planning:Investment management only
Northland Asset Management provides Advisory Research Services for a cash fee. There is no set fee schedule; fees are determined on a negotiated basis and invoiced in arrears. Fees are due upon receipt.
Areas of Practice
Investment Management
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Advisor Information
Office location
1620 Dodge Street, Stop 3284, Omaha, NE, 68197
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northland Asset Management
January 2024 - Present · 2 yrs
Northland Securities, INC. Broker
November 2023 - Present · 2 yrs 2 mos
Previous Registrations
First National Capital MarketsBroker
July 2023 - December 2023 · 5 mos
Piper Sandler & CO.
September 2019 - July 2023 · 3 yrs 10 mos
Piper Sandler & CO. Broker
August 2019 - July 2023 · 3 yrs 11 mos
Ameritas Investment CORP
May 2008 - September 2019 · 11 yrs 4 mos
Ameritas Investment CORP.Broker
October 2007 - September 2019 · 11 yrs 11 mos
Allstate Financial Services, LLCBroker
June 2006 - October 2007 · 1 yr 4 mos
Ameritas Investment CORP.Broker
November 2005 - June 2006 · 7 mos
State Registrations4 states
COIAMNNE
AdvisorBrokerBoth
Exams
No exam information available for this advisor.