Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.5M | 1.25% |
| $2.5M+ | 1.25% |
Fees negotiable for accounts over $2,500,000.
Fee Estimator
Fees are based on a percentage of assets under management (AUM) or a fixed-fee basis and are generally negotiable. The tiered AUM fee schedule is: Up to $500,000: 1.75%, $500,001 to $1,000,000: 1.50%, $1,000,001 and $2,500,000: 1.25%, Over $2,500,000: Negotiable. Investment consulting on a limited engagement basis is available for a fixed fee. Fees are exclusive of transaction fees, custodial fees, and direct investment manager fees.
Areas of Practice
Advisor Information
Office location
2825 East Cottonwood Parkway, Suite 500, Salt Lake City, UT, 84121
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is an agent/advisor at AG Financial, LLC, an independent insurance agency, since 2009. He is also an insurance agent at Gregory Oda, an independent insurance agency, since 2009.