Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
82 advisors
Number of Clients
2,569 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$4.1B

Fee Structure

Financial Planning:Included in AUM fee
Hourly Rate:$150 - $1,000/hr

Ashton Thomas provides investment management services on a wrap fee basis. The annual investment advisory fee includes investment advisory services, and, to the extent specifically requested by the client, financial planning and consulting services. For extraordinary planning and/or consultation services, Ashton Thomas may charge additional fees, which will be set forth in a separate written notice to the client. Financial planning and consulting fees range from $150 to $1,000 on an hourly rate basis.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningInsurance PlanningEstate Planning
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Advisor Information

Office location

8605 E Raintree Drive, Suite 280, Scottsdale, AZ, 85260

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Settled
Customer Dispute
April 2016
Settled
Customer Dispute
March 2016
Closed-No Action
Other Business ActivitiesSells Insurance

Aaron is a member/owner of GFA Wealth Design, selling insurance, but spends no time on it. He also has membership/ownership roles in several other LLCs, including GFA Private Capital, Liquid Sol Music Festival, Crouse Family LLC, Amplify Ventures Group, and HANA Holdings, none of which require any of his time.

Employment History
Current Registrations
Ashton Thomas Private Wealth
June 2010 - Present · 15 yrs 7 mos
Previous Registrations
Peachcap Securities, INC.Broker
July 2016 - August 2018 · 2 yrs 1 mo
Accelerated Capital GroupBroker
February 2012 - May 2016 · 4 yrs 3 mos
The Planning Group
June 2008 - March 2011 · 2 yrs 9 mos
Meridian United Capital, LLCBroker
May 2008 - February 2012 · 3 yrs 9 mos
Global Financial Private Capital, LLC
September 2005 - June 2008 · 2 yrs 9 mos
State Registrations2 states
AZTX
Advisor
Exams
No exam information available for this advisor.
Aaron Brodt - Financial Advisor | AdvisorDiscover