BK
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
40 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$42.6M
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.45% |
| $500K - $1.0M | 1.24% |
| $1.0M - $2.5M | 0.90% |
| $2.5M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fees may be modified based on the nature of services and complexity of the client’s situation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
The firm charges a combined annual fee for financial planning and investment management, based on assets under management (see table). This fee is billed monthly in arrears. There is no separate charge for financial plans. Fees may be modified based on the complexity of the client's situation or pre-existing relationships. Clients also pay transaction and brokerage fees to custodians.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningBusiness Owners
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Advisor Information
Office location
1712 Pennington Way, Nichols Hills, OK, 73116
Get directionsRegulatory History (3)
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Regulatory
April 2019Final
Regulatory
October 2018Final
Regulatory
May 2017Final
Employment History
Current Registrations
Wilshire-Pennington Group, INC.
July 2014 - Present · 11 yrs 6 mos
State Registrations3 states
KSOKTX
Advisor
Exams
No exam information available for this advisor.