Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
The Advisor imposes a minimum fee of $1,000 or the fee schedule above, whichever is greater. Fixed Income Strategy – If the Advisor manages an account of the Client’s assets under its fixed income strategy, the fees for fixed income strategy will be reduced by 50% from the standard fee schedule listed above.
Fee Estimator
Investment management fees are based on a tiered fee schedule, calculated monthly based on the market value of assets under management. The minimum fee is $1,000 annually. Fixed income strategies have reduced fees. Financial planning services are offered on an hourly basis ($125-$300/hour) or a fixed engagement fee, negotiable based on complexity.
Areas of Practice
Advisor Information
Office location
O'Fallon, MO
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Nicholas volunteers as a youth baseball coach for the US Nationals Baseball Club. This non-investment related activity takes minimal time.