Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
77 advisors
Number of Clients
2,383 clients
Average Client Portfolio
$9.9M average
Assets Under Management
$23.6B

Fee Structure

Financial Planning:Investment management only

WELLth Advisory Services charges fees based on a percentage of assets under management, not to exceed 3% per annum. Fees are discussed and agreed upon in advance. They also offer wrap fee programs with all-inclusive pricing that includes trade execution, custody, and asset management fees. The specific arrangement for each client will be negotiated and defined in the investment advisory contract.

Areas of Practice
Investment Management
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Advisor Information

Office location

Shorewood, IL

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is the Director of Investments at Strategic Retirement Partners, providing fiduciary investment reviews and working with participants and committees. This takes up nearly all of David's time, including a significant portion during trading hours.

Employment History
Current Registrations
Wellth Advisory Services, LLC
June 2024 - Present · 1 yr 7 mos
Previous Registrations
Global Retirement Partners LLC
April 2019 - July 2024 · 5 yrs 3 mos
Kestra Advisory Services, LLC
April 2016 - April 2019 · 3 yrs
NFP Advisor Services, LLC
September 2015 - September 2016 · 1 yr
Kestra Investment Services, LLCBroker
May 2015 - April 2019 · 3 yrs 11 mos
NFP Retirement
August 2014 - October 2015 · 1 yr 2 mos
Financial Telesis, INC.
September 2013 - August 2014 · 11 mos
Financial Telesis INCBroker
July 2013 - August 2014 · 1 yr 1 mo
Goldman, Sachs & CO. Broker
October 2005 - July 2013 · 7 yrs 9 mos
State Registrations2 states
ILWI
Advisor
Exams
No exam information available for this advisor.