Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
16 advisors
Number of Clients
1,930 clients
Average Client Portfolio
$169K average
Assets Under Management
$326.6M

Fee Structure

Investment management fees range from 0.0% to 2.00% annually, based on the complexity of services, level of assets, and overall relationship. Fees are negotiable. Clients may also pay advisory fees to Independent Managers, with the total fee not exceeding 3% annually. For selection of other advisors through a solicitor arrangement, Silver Grove shares in the advisory fee paid by the client directly to the third-party money manager. Financial planning fees may be higher if an estate planning or tax preparation package is needed.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & Coaching
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Advisor Information

Office location

400 Sterling Drive, Orchard Park, NY, 14127

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Katie operates under several DBAs for her LPL business, including Silver Grove Financial Group, Haven Financial Planning LLC, and Silver Grove Advisory Services. Katie also hosts a radio show called NYGMS, New York Marketing, dedicating about 10-20% of her time to it.

Employment History
Current Registrations
Silver Grove Advisory Services
July 2021 - Present · 4 yrs 6 mos
LPL Financial LLC Broker
October 2015 - Present · 10 yrs 3 mos
Previous Registrations
LPL Financial LLC
October 2015 - August 2017 · 1 yr 10 mos
M&t Securities, INC.
January 2012 - October 2015 · 3 yrs 9 mos
M&t Securities, INC.Broker
January 2012 - October 2015 · 3 yrs 9 mos
M&t Securities, INC.
November 2006 - May 2010 · 3 yrs 6 mos
M&t Securities, INC.Broker
September 2005 - May 2010 · 4 yrs 8 mos
State Registrations8 states
DEFLMDNCNJNYOHPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Katie Weibel - Financial Advisor | AdvisorDiscover