JJ
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
795 clients
Average Client Portfolio
$394K average
Assets Under Management
$313.5M
Fee Structure
Minimum Investment:$100K
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.65% |
| $500K - $1000K | 1.35% |
| $1M+ | 1.00% |
Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Financial Plan Fee:$1,000 - $25,000
FWPP charges fees based on a percentage of assets under management. The fees are: 1.65% on the first $499,999, 1.35% for $500,000 to $999,999, and 1.00% for $1,000,000 and above. Fees may be negotiable. Financial planning fees range from $1,000 to $25,000. Retirement plan advisory fees generally do not exceed 2% of plan assets or range from $1,000 to $250,000 for flat fees.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
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Advisor Information
Office location
9200 Shelbyville Rd, Suite 103, Louisville, KY, 40222
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2023Pending
Customer Dispute
April 2022Pending
Customer Dispute
January 2022Settled
Regulatory
February 2008Final
Other Business ActivitiesSells Insurance
James is an insurance agent for various carriers, spending about 10-20% of his time on this activity. He is also the President of Perpetual Wealth Management, LLC, used for bookkeeping and marketing, and owns rental property, requiring minimal time.
Employment History
Current Registrations
Family Wealth Planning Partners
February 2024 - Present · 1 yr 11 mos
Previous Registrations
Capital Advisor Network
January 2019 - December 2023 · 4 yrs 11 mos
Brookstone Financial
July 2018 - December 2020 · 2 yrs 5 mos
Center Street Advisors, INC.
March 2015 - July 2018 · 3 yrs 4 mos
Center Street Securities, INC.Broker
May 2011 - December 2023 · 12 yrs 7 mos
Brookstone Capital Management LLC
October 2006 - March 2015 · 8 yrs 5 mos
Kalos Management
December 2005 - April 2006 · 4 mos
State Registrations2 states
INKY
Advisor
Exams
No exam information available for this advisor.