CA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
3 advisors
Number of Clients
354 clients
Average Client Portfolio
$889K average
Assets Under Management
$314.7M
Fee Structure
Minimum Investment:None
Financial Planning:Included in AUM fee
Financial Plan Fee:$1,000 - $2,000
Investment management fees are based on a percentage of assets managed, with a maximum annual fee of 1.25%. Fees may vary and be negotiated. Financial planning fees range from $1,000 to $2,000, depending on the complexity of the client's situation. A flat consulting fee of $65 each quarter is charged for each brokerage customer contract with a market value equal to or greater than $50,000.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax PlanningHigh Net Worth
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Advisor Information
Office location
19020 33rd Avenue W, Suite 390, Lynnwood, WA, 98036
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Wayfinding Financial, LLC
November 2021 - Present · 4 yrs 2 mos
Previous Registrations
Helium Advisors LLC
January 2021 - December 2021 · 11 mos
Financial Engines Advisors L.L.C.
October 2017 - December 2020 · 3 yrs 2 mos
Conover Capital Management
January 2017 - October 2017 · 9 mos
Conover Capital Management
October 2015 - December 2016 · 1 yr 2 mos
Conover Securities CorporationBroker
January 2012 - October 2017 · 5 yrs 9 mos
Conover Securities Corporation
January 2012 - October 2017 · 5 yrs 9 mos
Conover Capital Management
January 2012 - August 2015 · 3 yrs 7 mos
Allstate Financial Services, LLCBroker
May 2007 - December 2011 · 4 yrs 7 mos
CUNA Brokerage Services, INC.
June 2006 - May 2007 · 11 mos
CUNA Brokerage Services, INC.Broker
March 2006 - May 2007 · 1 yr 2 mos
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.