AJ
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
704 advisors
Number of Clients
53,044 clients
Average Client Portfolio
$173K average
Assets Under Management
$9.2B
Fee Structure
Minimum Investment:$2K
The Managed Account Program charges a single asset-based fee, which includes CSI's component, the Platform Manager's component, and the Portfolio Manager's component. The maximum annual rate for CSI's component is 2.00%. The specific fee composition will be listed in your Investment Management Agreement (IMA). Fees are negotiable under some circumstances. Connect accounts are subject to a minimum investment of $2,000.
Areas of Practice
Investment Management
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Advisor Information
Office location
300 Barr Harbor Drive, Suite 450, Mailstop: Pabh10, Conshohocken, PA, 19428
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2021Denied
Employment History
Current Registrations
Citizens Securities, INC. Broker
April 2021 - Present · 4 yrs 9 mos
Citizens Securities, INC.
April 2021 - Present · 4 yrs 9 mos
Previous Registrations
Prudential Financial Planning Services
September 2019 - April 2021 · 1 yr 7 mos
Pruco Securities, LLC. Broker
August 2019 - April 2021 · 1 yr 8 mos
Lincoln Financial Advisors Corporation
February 2019 - August 2019 · 6 mos
Lincoln Financial Advisors CorporationBroker
February 2019 - August 2019 · 6 mos
Citizens Securities, INC.
January 2017 - February 2019 · 2 yrs 1 mo
Citizens Securities, INC. Broker
January 2017 - February 2019 · 2 yrs 1 mo
Santander Securities
February 2015 - January 2017 · 1 yr 11 mos
Santander Securities LLC Broker
February 2015 - January 2017 · 1 yr 11 mos
M&t Securities, INC.
May 2013 - February 2015 · 1 yr 9 mos
M&t Securities, INC.Broker
May 2013 - February 2015 · 1 yr 9 mos
LPL Financial LLC
February 2013 - April 2013 · 2 mos
LPL Financial LLC Broker
February 2013 - April 2013 · 2 mos
Wells Fargo Advisors, LLC
July 2010 - February 2013 · 2 yrs 7 mos
Wells Fargo Advisors, LLC Broker
July 2010 - February 2013 · 2 yrs 7 mos
LPL Financial Corporation
June 2010 - July 2010 · 1 mo
LPL Financial Corporation Broker
June 2010 - July 2010 · 1 mo
PNC Investments
March 2008 - June 2010 · 2 yrs 3 mos
PNC Investments Broker
February 2008 - June 2010 · 2 yrs 4 mos
David Lerner Associates, INC.Broker
January 2006 - February 2008 · 2 yrs 1 mo
State Registrations5 states
CADEFLNJPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.