Lisa Ann Geyen
Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.80% |
Fees are negotiable.
Fee Estimator
Our fees for portfolio management are based on a percentage of assets managed, as detailed in the fee table. These fees are billed quarterly in advance. Financial consulting services are offered for a fixed fee ranging from $25 to $5,000, depending on the scope and complexity of the services. Fees are negotiable. Compensation may be received for the sale of securities or insurance products.
Areas of Practice
Advisor Information
Office location
103 Marty Drive, Suite 101, Buffalo, MN, 55313
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lisa assists with compliance for Dougherty & Associates Financial Advisors, Inc., dedicating about 10-20% of her time to this role. This activity is investment-related.