Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.75% |
Fees are billed monthly or quarterly in arrears.
Fee Estimator
Financial planning fees range from $1,500 to $5,000 for broad-based plans. Limited planning components are billed hourly at $250/hour. Portfolio management fees are based on a percentage of assets under management (AUM), as detailed in the fee table. Educational workshops are complimentary.
Areas of Practice
Advisor Information
Office location
201 East Stephen Foster Avenue, Bardstown, KY, 40004
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Valerie is a financial advisor at Mike Brooks & Associates, Inc. and a registered representative at Silver Oak Securities, Inc., dedicating a significant amount of time to these roles. Valerie is also a licensed insurance agent at Magnate Wealth Management, LLC, selling various insurance products, which takes about 10-20% of her time.