Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $3.0M | 1.05% |
| $3.0M - $5.0M | 0.95% |
| $5M+ | 0.85% |
Some accounts may be under different fee schedules honoring prior agreements. Our standard fee schedule may be negotiable based on a number of factors, which include but are not limited to "grandfathered" accounts, related accounts, and other structures that we may consider in special situations.
Fee Estimator
For discretionary investment management, the annual fee is based on a percentage of your portfolio's market value. For example, the first $1 million is charged 1.25%. Non-discretionary investment management has a 1.50% annual fee. Fees are billed quarterly in advance. Some accounts may have different fee schedules based on prior agreements. Consulting and financial planning services are billed hourly or as a fixed fee. Sub-advisory services are charged a fixed fee of 30 basis points.
Areas of Practice
Advisor Information
Office location
201 S. Lake Avenue, Suite 509, Pasadena, CA, 91101
Get directionsRegulatory History (1)
Employment Separation After Allegations
August 2011Other Business ActivitiesSells Insurance
Terry is a licensed insurance agent selling annuities and also works part-time as an event photographer. The photography work takes a few hours per week and is not investment-related.