DZ

Donna Lumpkin Zoeller

19 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
46 advisors
Number of Clients
3,901 clients
Average Client Portfolio
$515K average
Assets Under Management
$2.0B

Fee Structure

Minimum Annual Fee:$400
Hourly Rate:$125 - $600/hr

The annual fee for direct asset management typically ranges from 0.5% to 3% of the managed assets' value, billed quarterly. Fees are negotiable based on factors like asset size and portfolio complexity. Clients also pay a $5.50 administrative service charge per trade (with some exceptions), custodial fees, and internal fees from investments like mutual funds and ETFs. Investment consulting fees range from $125 to $600 per hour, depending on the complexity of the services.

Areas of Practice
Retirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
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Advisor Information

Office location

7777 Bonhomme Ave., Suite 2400, Clayton, MO, 63105

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Donna works as an insurance agent, providing service and sales. This investment-related activity takes minimal time.

Employment History
Current Registrations
Smith Moore & CO.
May 2017 - Present · 8 yrs 8 mos
Smith, Moore & CO. Broker
May 2017 - Present · 8 yrs 8 mos
Previous Registrations
Waddell & Reed
February 2012 - May 2017 · 5 yrs 3 mos
Waddell & ReedBroker
February 2012 - May 2017 · 5 yrs 3 mos
Edward Jones Broker
March 2006 - February 2012 · 5 yrs 11 mos
State Registrations22 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Donna Lumpkin Zoeller - Financial Advisor | AdvisorDiscover