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Firm Information

Merrill Lynch, Pierce, Fenner & Smith Incorporated
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
24628 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

The Program fee is based on the totality of the services and is negotiable depending on a number of factors.

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Areas of Practice
Retirement Planning

Advisor Information

Office location

1630 S Lindbergh Blvd, Frontenac, MO, 63131

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Regulatory History (1)
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Customer Dispute
November 2023
Denied
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Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - Present · 16 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 2009 - Present · 16 yrs 3 mos
Previous Registrations
Banc of America Investment Services, INC.
March 2006 - October 2009 · 3 yrs 7 mos
Banc of America Investment Services, INC.Broker
February 2006 - October 2009 · 3 yrs 8 mos
State Registrations25 states
AZCACOCTFLGAILINKSKYMAMDMNMONCNJNMNYOHSDTNTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.