AR

Alison B Rodriguez

16 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
341 advisors
Number of Clients
28,410 clients
Average Client Portfolio
$439K average
Assets Under Management
$12.5B

Fee Structure

This firm offers various advisory programs, including managed accounts and third-party managed solutions. Financial planning and consulting services are also available, with fees determined by the specific services provided. Advisory representatives may receive commissions from securities or insurance products purchased through them, creating a potential conflict of interest. The fees, payment structure, and termination features vary by program and are detailed in the respective program brochures and agreements.

Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningBusiness Owners
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Advisor Information

Office location

18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Osaic Advisory Services, LLC
November 2025 - Present · 2 mos
Osaic Wealth, INC.
January 2024 - Present · 2 yrs
Osaic Wealth, INC.
January 2024 - Present · 2 yrs
Osaic Wealth, INC. Broker
January 2024 - Present · 2 yrs
Previous Registrations
Woodbury Financial Services, INC.
March 2014 - January 2024 · 9 yrs 10 mos
Woodbury Financial Services, INC.Broker
March 2014 - January 2024 · 9 yrs 10 mos
Fsc Securities Corporation
July 2010 - September 2012 · 2 yrs 2 mos
Fsc Securities CorporationBroker
April 2008 - September 2012 · 4 yrs 5 mos
State Registrations2 states
MNNJ
AdvisorBrokerBoth
Exams
No exam information available for this advisor.