PH
CFA

Peter Frank Heilbron

13 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
1 advisor
Number of Clients
61 clients
Average Client Portfolio
$4.5M average
Assets Under Management
$273.3M

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+0.40%

Fees may be negotiable based on certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

Trace Wealth Advisors charges an annual wrap fee for portfolio management services, which varies up to 0.40% of assets under management. This fee includes money management, certain transaction costs, and custodial/administrative costs. The fee is billed and payable quarterly in advance. The advisory fee is negotiable depending on individual client circumstances. There is no stated minimum annual fee or minimum investment amount.

Areas of Practice
Investment Management
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Advisor Information

Office location

Los Angeles, CA

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Denied
Employment History
Current Registrations
Trace Wealth Advisors
January 2022 - Present · 4 yrs
Previous Registrations
LPL Financial LLC
April 2019 - January 2022 · 2 yrs 9 mos
RBC Capital Markets, LLC
March 2009 - June 2013 · 4 yrs 3 mos
Citigroup Global Markets INC.
May 2006 - April 2009 · 2 yrs 11 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.