Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K

Fees for Multi-Asset Solutions team range from 0.10% to 0.45% of assets under management, and are negotiable based on account size and objective. For Managed Accounts, clients pay a wrap fee to a third-party sponsor, which includes NYLIM's management fee ranging from 0.25% to 0.80% of assets under management. This fee varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.

Areas of Practice
Investment ManagementRetirement Planning
Loading...

Advisor Information

Office location

Potomac, MD

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
New York Life Investment Management LLC
April 2024 - Present · 1 yr 9 mos
Nylife Distributors LLCBroker
April 2024 - Present · 1 yr 9 mos
Nylife Distributors LLC
April 2024 - Present · 1 yr 9 mos
Previous Registrations
Morgan Stanley
December 2019 - April 2024 · 4 yrs 4 mos
Morgan Stanley Broker
June 2019 - April 2024 · 4 yrs 10 mos
Legg Mason Investor Services, LLCBroker
December 2014 - April 2018 · 3 yrs 4 mos
Allianz Global Investors Managed Accounts LLC
July 2006 - August 2007 · 1 yr 1 mo
Allianz Global Investors Distributors LLCBroker
March 2006 - December 2014 · 8 yrs 9 mos
State Registrations4 states
DCMDNYVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.