AH
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Firm Information

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
3845 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

This firm offers financial planning, financial wellness, and investment management services. Fees vary depending on the service and platform used. Contact the firm for specific fee information, as fees can vary based on the Financial Professional and client location. The firm does not specify AUM fee tiers in this brochure.

View Full Brochure on SEC
Areas of Practice
Financial Planning & CoachingRetirement PlanningEstate PlanningEducation PlanningDivorce PlanningSpecial Needs PlanningInvestment Management

Advisor Information

Office location

Northwood, NH

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a member/co-owner of Matty and the Penders LLC, working as a musician since 2020. This takes about 10-20% of his time.

Employment History
Current Registrations
Cambridge Investment Research, INC.
September 2022 - Present · 3 yrs 4 mos
Cambridge Investment Research, INC.Broker
September 2022 - Present · 3 yrs 4 mos
Cambridge Investment Research Advisors, INC.
September 2022 - Present · 3 yrs 4 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
February 2022 - September 2022 · 7 mos
Fidelity Brokerage Services LLCBroker
January 2022 - September 2022 · 8 mos
Cambridge Investment Research, INC.Broker
August 2017 - December 2021 · 4 yrs 4 mos
Cambridge Investment Research Advisors, INC.
August 2017 - December 2021 · 4 yrs 4 mos
Cetera Investment Services LLCBroker
August 2016 - March 2017 · 7 mos
Cetera Investment Advisers LLC
August 2016 - March 2017 · 7 mos
Invest Financial Corporation
August 2014 - July 2016 · 1 yr 11 mos
Invest Financial CorporationBroker
August 2014 - July 2016 · 1 yr 11 mos
J.P. Morgan Securities LLC
September 2013 - August 2014 · 11 mos
J.P. Morgan Securities LLC Broker
September 2013 - August 2014 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - September 2013 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 2011 - September 2013 · 1 yr 11 mos
Morgan Keegan & Company, INC.
July 2010 - October 2011 · 1 yr 3 mos
Morgan Keegan & Company, INC.Broker
June 2010 - October 2011 · 1 yr 4 mos
Suntrust Investment Services, INC.
November 2006 - June 2010 · 3 yrs 7 mos
Suntrust Investment Services, INC.Broker
November 2006 - June 2010 · 3 yrs 7 mos
Ameriprise Financial Services, INC.
May 2006 - August 2006 · 3 mos
Ameriprise Financial Services, INC. Broker
April 2006 - August 2006 · 4 mos
State Registrations2 states
IANH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.