Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
113 advisors
Number of Clients
9,021 clients
Average Client Portfolio
$368K average
Assets Under Management
$3.3B

Fee Structure

Fees are determined separately for each account and are negotiable, depending on factors like asset type, account size, and services provided. Fees are generally based on a percentage of assets under management, charged quarterly or monthly, in advance or arrears. IARs may also charge a flat dollar rate or percentage for managing held-away accounts. Clients may also be charged commissions if the IAR is a registered representative.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate Planning
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Advisor Information

Office location

Dallas, TX

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2013
Final
Other Business ActivitiesSells Insurance

Bryan is an associated person of Founders Financial Securities, LLC and operates under the DBA Rigg Wealth Management, LLC, dedicating nearly full-time hours to investment and insurance sales. He also engages in various other business activities, including energy bill review, family asset management, owning an inactive RIA, academic consulting, publishing, and medical/end-of-life consulting.

Employment History
Current Registrations
Founders Financial Securities LLC Broker
May 2022 - Present · 3 yrs 8 mos
Founders Financial Securities, LLC
May 2022 - Present · 3 yrs 8 mos
Previous Registrations
Cantella & Co., INC.
October 2018 - April 2022 · 3 yrs 6 mos
Cantella & Co., INC.Broker
October 2018 - April 2022 · 3 yrs 6 mos
Cantella & Co., INC.
October 2018 - October 2018 · 0 mos
Investment Advisors CORP
October 2012 - October 2018 · 6 yrs
Broker Dealer Financial Services CORP.Broker
October 2012 - October 2018 · 6 yrs
Investment Advisors CORP
October 2012 - October 2012 · 0 mos
Berthel, Fisher & Company Financial Services, INC. Broker
September 2012 - September 2012 · 0 mos
Rigg Wealth Management, LLC
September 2011 - June 2022 · 10 yrs 9 mos
Wfg Advisors, LP
January 2009 - October 2011 · 2 yrs 9 mos
Wfg Investments, INC.Broker
January 2009 - October 2011 · 2 yrs 9 mos
Rjg Financial
January 2009 - March 2009 · 2 mos
Credit Suisse Securities (usa) LLC
August 2006 - March 2009 · 2 yrs 7 mos
Credit Suisse Securities (usa) LLCBroker
May 2006 - March 2009 · 2 yrs 10 mos
State Registrations10 states
FLIDKSNENMPRTNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Bryan M Rigg - Financial Advisor | AdvisorDiscover