Aaron Scott Harvey

Schwab Wealth Advisory, INC.

19 Years of Experience

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Firm Information

Schwab Wealth Advisory, INC.

Compensation

N/A

Number of Advisors

1230 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Fee Structure

Minimum Investment:$500K

SWAI does not enter into agreements directly with clients and does not receive direct compensation from them or negotiate fees with them. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts equal to: (1) the costs and expenses incurred by SWAI in connection with the SWA Program; plus (2) an additional amount of 10% of those costs and expenses.

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Areas of Practice

Investment ManagementFinancial Planning & Coaching

Advisor Information

Office location

3000 Schwab Way, Westlake, TX, 76262

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Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 2017

Closed-No Action

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Other Business Activities

Aaron is the sole owner and president of 3 Up 3 Down LLC, a new small business created to buy and sell sports trading cards online. He spends about 10-20% of his time on this activity.