BH
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
134 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$207.0M
Fee Structure
Financial Planning:Included in AUM fee
Wealth management fees range from 0.20% to 2.00% annually based on the scope and complexity of services, level of assets managed, and the overall relationship. Fees are paid monthly in arrears and may be negotiable. The firm does not impose a minimum relationship size.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information
Office location
Westfort, CT
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
The Herbst Group, LLC
July 2020 - Present · 5 yrs 6 mos
Previous Registrations
Wellington Shields & Co., LLC Broker
November 2009 - July 2020 · 10 yrs 8 mos
Shields & CompanyBroker
May 2006 - December 2009 · 3 yrs 7 mos
State Registrations2 states
CTTX
Advisor
Exams
No exam information available for this advisor.