DM
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
48 advisors
Number of Clients
5,384 clients
Average Client Portfolio
$209K average
Assets Under Management
$1.1B
Fee Structure
Financial Plan Fee:$100 - $10,000
Hourly Rate:$150 - $350/hr
Portfolio management fees range from 0% to 2% annually, based on assets under management and service complexity. Fees are billed quarterly in advance. Financial planning is offered at an hourly rate of $150 to $350, or a project fee ranging from $100 to $10,000. General consulting services are also available at an annual flat rate. Pension consulting fees also range from 0% to 2%.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information
Office location
Bountiful, UT
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2023Settled
Customer Dispute
February 2022Settled
Customer Dispute
November 2020Settled
Customer Dispute
June 2015Denied
Other Business ActivitiesSells Insurance
Dennis is the owner of First Frontier Financial, where he sells fixed life, annuity, and health insurance as an independent agent. This activity accounts for about half of Dennis's income.
Employment History
Current Registrations
Portside Wealth Group, LLC
October 2024 - Present · 1 yr 3 mos
Arete Wealth Management, LLCBroker
January 2016 - Present · 10 yrs
Previous Registrations
Arete Wealth Advisors, LLC
May 2018 - October 2024 · 6 yrs 5 mos
Wealth Navigation Advisors
January 2016 - March 2018 · 2 yrs 2 mos
Signator Investors, INC.Broker
August 2015 - January 2016 · 5 mos
Signator Investors, INC.
August 2015 - January 2016 · 5 mos
Cambridge Investment Research Advisors, INC.
September 2011 - September 2015 · 4 yrs
Cambridge Investment Research, INC.Broker
September 2011 - September 2015 · 4 yrs
Geneos Wealth Management, INC.
November 2009 - September 2011 · 1 yr 10 mos
Geneos Wealth Management, INC. Broker
October 2009 - September 2011 · 1 yr 11 mos
Beneficial Investment Services, INC.Broker
April 2009 - October 2009 · 6 mos
Beneficial Investment Services, INC.
April 2009 - October 2009 · 6 mos
Beneficial Investment Services, INC.
December 2007 - September 2008 · 9 mos
Beneficial Investment Services, INC.Broker
December 2007 - September 2008 · 9 mos
Bosc INC.
June 2006 - February 2007 · 8 mos
Bosc, INC. Broker
May 2006 - February 2007 · 9 mos
State Registrations14 states
AZCACOFLGAKSMDNENVOHORSCUTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.