Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
8 advisors
Number of Clients
9,327 clients
Average Client Portfolio
$230K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:$25K
Financial Planning:Included in AUM fee

Freedom charges fees for investment management, platform services, model maintenance, and sub-adviser/model manager services. The Freedom Platform Fee ranges from 0.16% to 0.45% annually for client household assets up to $1,000,000, decreasing to 0.10% or a negotiated rate for assets over $10,000,001. Direct clients are charged up to 2.00% annually, which may be discounted. Clients through separate account management arrangements are charged between 0.25% and 0.35% annually, which may be negotiated. Retirement plan services fees are up to 0.40% annually. The minimum account size on the Freedom platform is $25,000, which may be waived. For clients working with a Freedom IAR, the Platform Fee and Advisory fee are bundled into one Advisory Fee.

Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningFinancial Planning & Coaching
Loading...

Advisor Information

Office location

Bountiful, UT

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 2003
Final Disposition
Employment History
Current Registrations
Freedom Investment Management, INC.
December 2023 - Present · 2 yrs 1 mo
Previous Registrations
3d/l Capital Management, LLC
April 2021 - December 2023 · 2 yrs 8 mos
3d Asset Management, INC.
May 2020 - March 2021 · 10 mos
Pogson & Matt Wealth Management Group, LLC
July 2019 - March 2020 · 8 mos
Fidelity Personal and Workplace Advisors
July 2018 - January 2019 · 6 mos
Strategic Advisers LLC
April 2018 - July 2018 · 3 mos
Fidelity Brokerage Services LLCBroker
April 2018 - January 2019 · 9 mos
Transamerica Investors Securities CorporationBroker
October 2014 - June 2017 · 2 yrs 8 mos
Transamerica Retirement Advisors, LLC
September 2014 - June 2017 · 2 yrs 9 mos
Strategic Advisers, INC.
September 2010 - September 2014 · 4 yrs
Fidelity Brokerage Services LLCBroker
October 2006 - September 2014 · 7 yrs 11 mos
State Registrations1 state
UT
Advisor
Exams
No exam information available for this advisor.