AB
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
5 advisors
Number of Clients
251 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$595.2M
Fee Structure
Minimum Investment:$100K
Financial Planning:Investment management only
St. James charges an annual fee based on the market value of the account, paid quarterly. The maximum annual fee is 0.75%. Clients may also pay custodial, account maintenance, and brokerage fees. Sub-advised accounts are charged a maximum annual fee of 0.50%. St. James allows for negotiable fees. There is a minimum of $100,000 in total asset value to be managed, but exceptions may be made.
Areas of Practice
Investment Management
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Advisor Information
Office location
535 S. Kimball Ave, Suite 140, Southlake, TX, 76092
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
St. James Investment Company, LLC
July 2010 - Present · 15 yrs 6 mos
Previous Registrations
Liberty Funds Group
August 2009 - November 2015 · 6 yrs 3 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.