HA
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
24 advisors
Number of Clients
94 clients
Average Client Portfolio
$92.1M average
Assets Under Management
$8.7B
Fee Structure
Financial Planning:Investment management only
This firm manages private investment funds. Fee information is not provided in this brochure.
Areas of Practice
Alternative Investments
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Advisor Information
Office location
One Riverway, Suite 2000, Houston, TX, 77056
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Heather owns an Airbnb rental property since 2015. She dedicates minimal time to this activity.
Employment History
Current Registrations
Caz Investments L.P.
October 2021 - Present · 4 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLC Broker
November 2017 - May 2021 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
July 2008 - May 2009 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2008 - May 2009 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2006 - January 2008 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
September 2006 - January 2008 · 1 yr 4 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.