Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
73 advisors
Number of Clients
622 clients
Average Client Portfolio
$30.5M average
Assets Under Management
$19.0B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$15,000

Fees are negotiable and based on plan size, complexity, number of participants, and estimated meeting requirements. RPC charges up to 1.00% of plan assets annually, with a $15,000 minimum. Fixed fees may be charged instead of asset-based fees, generally not exceeding 1.00% of plan assets unless assets are less than $2,000,000. Fees are deducted from plan assets or billed quarterly. RPC may reduce or waive fees at its discretion.

Areas of Practice
Retirement PlanningInvestment Management
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Advisor Information

Office location

99 Park Avenue, 16th Floor, New York, NY, 10016

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cerity Partners Retirement Plan Consultants
September 2022 - Present · 3 yrs 4 mos
Cerity Partners LLC
June 2022 - Present · 3 yrs 7 mos
Previous Registrations
Palladium Registered Investment Advisors
September 2020 - September 2022 · 2 yrs
Financial Security Advisory INC
February 2008 - September 2020 · 12 yrs 7 mos
Financial Security Management, IncorporatedBroker
November 2007 - September 2020 · 12 yrs 10 mos
State Registrations5 states
FLGANCSCVA
Advisor
Exams
No exam information available for this advisor.