AS
Firm Information
Compensation
N/A
Number of Advisors
541 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Capital Client Group, Inc. is compensated by Capital Research and Management Company to cover its expenses. There are no direct fees charged to clients by Capital Client Group, Inc.
Areas of Practice
Estate Planning
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Advisor Information
Office location
333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Client Group, INC.
February 2020 - Present · 5 yrs 11 mos
Capital Client Group, INC.
February 2020 - Present · 5 yrs 11 mos
Capital Client Group, INC. Broker
February 2020 - Present · 5 yrs 11 mos
Previous Registrations
New York Life Investment Management LLC
August 2012 - January 2020 · 7 yrs 5 mos
Nylife Distributors LLCBroker
July 2012 - January 2020 · 7 yrs 6 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.