Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment management fees are billed monthly in arrears based on the average daily balance, with a maximum annual fee of 1.90%. This includes the sub-adviser's compensation. Financial planning fees are either hourly or fixed, depending on the complexity, and generally do not exceed $15,000 per plan. Consulting fees are negotiable. Clients also incur transaction charges and fund expenses. A minimum investment amount to open and maintain an account is $250,000.
Areas of Practice
Advisor Information
Office location
9808 Millwood Circle, Suite A, Daphne, AL, 36527
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is an independent insurance agent with Roberts Wealth Management, LLC, providing insurance and annuity solutions. This activity takes about 10-20% of his time and occurs during trading hours.