CL
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
74 advisors
Number of Clients
41 clients
Average Client Portfolio
$710.6M average
Assets Under Management
$29.1B
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Advisor Information
Office location
Broomall, PA
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles engages in business-to-business marketing and solicitation activities for Touchstone Securities, focusing on Separately Managed Accounts and Model Portfolio Delivery options. This takes a few hours per week.
Employment History
Current Registrations
Touchstone Securities, INC.
February 2018 - Present · 7 yrs 11 mos
Touchstone Advisors INC
February 2018 - Present · 7 yrs 11 mos
Touchstone Securities, INC.Broker
February 2018 - Present · 7 yrs 11 mos
Previous Registrations
Stadion Money Management, LLC
August 2016 - February 2018 · 1 yr 6 mos
Alps Distributors, INC.Broker
September 2015 - February 2018 · 2 yrs 5 mos
Hartford Funds Distributors, LLCBroker
December 2012 - September 2015 · 2 yrs 9 mos
Hartford Life Distributors, LLCBroker
December 2006 - December 2012 · 6 yrs
State Registrations3 states
NJOHPA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.