AG
Aaron Ting Feng Gong
14 Years of Experience
Firm Information
Compensation
Fixed/Hourly
Number of Advisors
2147 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
NMIS does not deduct fees directly from clients’ accounts. Advisory fees are negotiated on a case-by-case basis and vary depending on specific services provided. Clients are not required to pay advisory fees in advance.
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Advisor Information
Office location
600 Montgomery St, Ste 1600, San Francisco, CA, 94111
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northwestern Mutual Investment Services, LLC Broker
January 2013 - Present · 13 yrs
Northwestern Mutual Investment Services,llc
January 2013 - Present · 13 yrs
Previous Registrations
Northwestern Mutual Investment Services,llc
April 2011 - April 2012 · 1 yr
Northwestern Mutual Investment Services, LLC Broker
November 2010 - April 2012 · 1 yr 5 mos
State Registrations3 states
CAMIOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.