Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2831 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.00%
$100K - $250K1.85%
$250K - $500K1.70%
$500K - $1000K1.55%
$1.0M - $3.0M1.45%
$3.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10M+0.90%

Fee for funds in the Fixed Account is 0.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

The AdvisorFlex Program charges a quarterly fee based on the value of your annuity contract. The annual fee ranges from 0.90% to 2.00% depending on the size of your account. For funds held in the Fixed Account, the maximum program fee is 0.50%. The minimum initial investment is $25,000. The Program Fee will vary among clients and may be negotiable under certain circumstances.

Areas of Practice
Investment Management
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Advisor Information

Office location

600 Portland Ave S, Minneapolis, MN, 55415

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Regulatory History (1)
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Criminal
October 1991
Final Disposition
Employment History
Current Registrations
Thrivent Investment Management INC.
September 2023 - Present · 2 yrs 4 mos
Thrivent Investment Management INC.
February 2023 - Present · 2 yrs 11 mos
Thrivent Investment Management INC. Broker
February 2023 - Present · 2 yrs 11 mos
Previous Registrations
Assetmark Brokerage, LLCBroker
May 2021 - July 2022 · 1 yr 2 mos
USAA Investment Services Company Broker
June 2020 - September 2020 · 3 mos
USAA Financial Advisors, INC.Broker
November 2018 - June 2020 · 1 yr 7 mos
Charles Schwab & Co., INC. Broker
May 2008 - June 2018 · 10 yrs 1 mo
State Registrations1 state
AZ
AdvisorBrokerBoth
Exams
No exam information available for this advisor.