Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Management fees are negotiable with each client and documented in the Investment Advisory Agreement. Herold generally charges 1% of the market value of assets under management. Fees are billed quarterly in advance. The managed account program fees are exclusive of brokerage commissions, transaction fees, and other related costs. There is no annual minimum fee or asset level required.
Areas of Practice
Advisor Information
Office location
845 Third Avene Suite 1703, New York, NY, 10022-7513
Get directionsRegulatory History (1)
Criminal
April 2004Other Business ActivitiesSells Insurance
Mario is an insurance broker with Herold Insurance Agency since 2012, dedicating about a quarter of his time to insurance sales and service. He is also an associate at Giammarco Planning Associates doing financial planning, and an attorney/owner at Giammarco Law, and an advisor at Herold Advisors Inc. doing investment management.