Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
30 advisors
Number of Clients
27,435 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$45.5B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
Minimum Annual Fee:$10,000

KAR's fees are based on assets under management and are negotiable. Wealth advisory clients pay a minimum annual fee of $10,000. Separately managed accounts incur an additional fee of 0.30% to 1.25% per annum. For IRA and ERISA accounts, wealth advisory fees are not charged on assets invested in mutual funds sub-advised by KAR or its affiliates.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
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Advisor Information

Office location

2000 Avenue of the Stars, Suite 1110, Los Angeles, CA, 90067

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dustin is an advisory board member (non-director/non-voter) for Project Echo, a non-profit organization providing alternative education to at-risk students. He dedicates minimal time to this role, focusing on board recruitment, operations, networking, and fundraising.

Employment History
Current Registrations
Vp Distributors LLCBroker
February 2015 - Present · 10 yrs 11 mos
Kayne Anderson Rudnick Investment Management, LLC
February 2015 - Present · 10 yrs 11 mos
Vp Distributors LLC
February 2015 - Present · 10 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2011 - December 2014 · 3 yrs 11 mos
Wells Fargo Advisors, LLC Broker
January 2011 - December 2014 · 3 yrs 11 mos
Wells Fargo Investments, LLCBroker
May 2009 - January 2011 · 1 yr 8 mos
Wells Fargo Investments, LLC
April 2009 - January 2011 · 1 yr 9 mos
Banc of America Investment Services, INC.
May 2007 - January 2009 · 1 yr 8 mos
Banc of America Investment Services, INC.Broker
December 2006 - January 2009 · 2 yrs 1 mo
State Registrations7 states
CACOFLNCNYRITX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Dustin Lance Gale - Financial Advisor | AdvisorDiscover