CC
CFP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
54 advisors
Number of Clients
1 client
Average Client Portfolio
$3.1M average
Assets Under Management
$3.1M
Fee Structure
This brochure describes UMBFSI’s advisory services. Please refer to the Managed Account Solutions Program Fees section below for additional information about fees associated with your account.
Areas of Practice
Investment Management
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Advisor Information
Office location
4200 W 115th Street, Leawood, KS, 66211
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Cody works for UMB Bank as a financial services professional providing investment management services since August 2022. This activity takes nearly full-time hours.
Employment History
Current Registrations
Umb Financial Services, INC.
September 2022 - Present · 3 yrs 4 mos
Previous Registrations
Creative Planning
December 2018 - August 2022 · 3 yrs 8 mos
Northwestern Mutual Investment Services, LLC Broker
August 2010 - December 2018 · 8 yrs 4 mos
State Registrations8 states
CAILKSMAMIMONENY
Advisor
Exams
No exam information available for this advisor.