BM
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
29 advisors
Number of Clients
1,490 clients
Average Client Portfolio
$591K average
Assets Under Management
$880.4M
Fee Structure
Financial Plan Fee:$1,500 - $10,000
Hourly Rate:Up to $350/hr
The maximum annual fee for asset management and comprehensive portfolio management is 2.00%, negotiable and billed quarterly in advance. Financial planning is offered at an hourly rate not exceeding $350 or flat fees ranging from $1,500 to $10,000. Retirement plan consulting is billed hourly (max $250), flat fee ($750-$10,000), or as a percentage of plan assets (max 2.00%).
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & Coaching
Loading...
Advisor Information
Office location
201 E. Sandpointe Ave, Suite 460, South Coast Metro, CA, 92707
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Benjamin sells fixed insurance products. This activity requires minimal time.
Employment History
Current Registrations
Golden State Equity Partners, LLC
May 2023 - Present · 2 yrs 8 mos
Previous Registrations
Townsquare Capital, LLC
November 2021 - May 2023 · 1 yr 6 mos
Drive Wealth Advisers
June 2017 - March 2022 · 4 yrs 9 mos
Bruce A. Lefavi Securities, INC.Broker
November 2015 - June 2017 · 1 yr 7 mos
Lefavi Wealth Management
November 2015 - June 2017 · 1 yr 7 mos
Integrated Wealth Strategies
April 2013 - November 2015 · 2 yrs 7 mos
Raymond James Financial Services Advisors, INC
January 2012 - April 2013 · 1 yr 3 mos
Raymond James Financial Services, INC.Broker
January 2012 - November 2015 · 3 yrs 10 mos
Securities America Advisors, INC.
April 2010 - January 2012 · 1 yr 9 mos
Securities America, INC.Broker
April 2010 - January 2012 · 1 yr 9 mos
Wells Fargo Advisors, LLC
January 2008 - April 2010 · 2 yrs 3 mos
Wells Fargo Advisors, LLC Broker
January 2008 - April 2010 · 2 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
October 2007 - January 2008 · 3 mos
A. G. Edwards & Sons, INC.
October 2007 - January 2008 · 3 mos
Wells Fargo Investments, LLC
April 2007 - October 2007 · 6 mos
Wells Fargo Investments, LLCBroker
March 2007 - October 2007 · 7 mos
State Registrations1 state
UT
Advisor
Exams
No exam information available for this advisor.